ROC Compliance.
Get support with assessing your company’s filing requirements and coordinating the documentation needed for ROC compliance.
Is this the right starting point?
Annual ROC filing work prepares the company information and financial records needed for the relevant annual statutory submissions.
When it fits
A company approaching its annual filing cycle or reviewing incomplete past-year filings.
Prepare your company's annual filings.
Discuss support with entity and filing requirement review, annual compliance scope discussion, document coordination and filing support and guidance on upcoming responsibilities. We confirm the tasks, review rounds and responsibilities around your requirements.
- 01
Entity and filing requirement review
- 02
Annual compliance scope discussion
- 03
Document coordination and filing support
- 04
Guidance on upcoming responsibilities
The agreed annual filing set and acknowledgements, with open items and next responsibilities identified.
Your engagement confirms the final deliverables and any separately scoped work.Prepare the right records.
Start with the information below. The final checklist depends on your circumstances, the application or reporting route, and the recipient’s requirements.
Entity and status records
Registration details, constitutional documents, current signatories and earlier filing acknowledgements.
Evidence for the period or event
Accounts, decisions, registers or transaction records relevant to the specific requirement.
Records for this service
Financial statements, annual-return information, board and shareholder records and earlier acknowledgements.
From review to handover.
- 01
Review the requirement
Identify the period or event, existing compliance position and the authority or recipient involved.
- 02
Prepare the supporting records
Check evidence, approvals and signing responsibilities before preparing the agreed work.
- 03
Review and complete
Obtain the necessary approvals and complete the filing, coordination or reporting work in scope.
- 04
Record the handover
Retain acknowledgements or reports and identify open items and the next responsibilities.
Know the scope, cost and timing.
What affects the quote
The entity’s status, filing periods, outstanding work, records and professional sign-off needs affect scope. Confirm statutory charges and any additional remediation or specialist work separately.
What affects the timeline
Accounts, approvals, evidence and signing availability affect completion. An existing default or dispute can require a different route from a routine filing.
After this work
Update the relevant registers or records and retain the evidence behind each submission. Review the next dates and allocate responsibility for continuing compliance.
Questions before you begin?
What does ROC Compliance support include?
Entity and filing requirement review, annual compliance scope discussion, document coordination and filing support and guidance on upcoming responsibilities. The final inclusions and handover documents are agreed before the engagement starts.
What should I have ready?
Financial statements, annual-return information, board and shareholder records and earlier acknowledgements.
What will it cost, and how long will it take?
The entity’s status, filing periods, outstanding work, records and professional sign-off needs affect scope. Confirm statutory charges and any additional remediation or specialist work separately. Accounts, approvals, evidence and signing availability affect completion. An existing default or dispute can require a different route from a routine filing.
Can I get help with existing records or an earlier application?
Share the current status, earlier submissions and any correspondence or deadlines. We’ll review the records and confirm the follow-up work that can be included.
